Institutional filer · SEC 13F · Q1 2024
Wellington Shields & Co., LLC
The reported 13F portfolio of Wellington Shields & Co., LLC (CIK 1506073) - top holdings, how concentrated the book is, and what changed last quarter.
- $298.3M
- Reported book
- 304
- Positions
- #151
- of 360 filers
The verdict
According to SEC Form 13F-HR filings in this corpus, Wellington Shields & Co., LLC ranks #151 of 360 institutional filers by reported book value (largest first), matching the /funds listing. As of Q1 2024 the reported book is $298.3M across 304 positions, a moderately concentrated portfolio.
- $298.3M
- reported 13F value
- 304
- disclosed positions
- 9.5%
- in MICROSOFT CORP COM
- #151
- of 360 filers
Top-5 share 25.1% → MID-PACK book (largest five positions vs the rest of the reported 13F book).
According to SEC Form 13F-HR filings in this corpus, Wellington Shields & Co., LLC ranks #151 of 360 institutional filers by reported book value (largest first), matching the /funds listing.
Where Wellington Shields & Co., LLC sits by disclosed position count
Wellington Shields & Co., LLC reports 304 13F positions among 360 filers with holdings (inventory signal, not a quality ranking). Orthogonal to book-value rank.
Wellington Shields & Co., LLC vs all filers by holding count
Where this filer's disclosed position inventory sits among every tracked 13F manager
304 73rd of 360 higher than 287 of 360 filers
Filers, banded by disclosed position count
Each bar is a band; taller bars hold more filers. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count and share, and where it sits relative to this entry.
Source SEC Form 13F-HR filings · 2026-05-16
Concentration vs. book size among peer filers
Wellington Shields & Co., LLC reports a book ($0.3B) spread across 304 disclosed positions -- more than the 85-position median among similarly sized filers, a broadly diversified book relative to its size.
Reported book value vs. disclosed position count
How 13F filings are computed · All institutional filers · Largest filers by value
SEC Form 13F-HR filing desk
CIK 1506073 · Q1 2024 $298M book
BOOK-MID · POS-MID · CONC-MID · LEAD-HEAVY · PHOTO-FINISH · TREND-FLAT · FY-SNAPSHOT
- BOOK-MID #151/360
- POS-MID 304 names
- CONC-MID 25% top-5
- LEAD-HEAVY 9.5% top
- PHOTO-FINISH Ketron Financial
- TREND-FLAT Book steady
- FY-SNAPSHOT Q1 2024
Photo-finish peer on reported book: Ketron Financial
Read with: Institutional investor types - Manager type shapes what a 13F book represents — RIAs, hedge funds, and banks file the same form differently.
Reported-book neighbourhood · Wellington Shields & Co., LLC
Nearest tracked filers by aggregate 13F reported book, not a full corpus reprint.
How the reported book breaks down
$298.3M decomposed into the top 5 reported positions (shown below) versus every other disclosed position.
Top Reported Holdings
| # | Security | Value | % of book |
|---|---|---|---|
| 1 | MICROSOFT CORP COM | $28.4M | 9.5% |
| 2 | APPLE INC COM | $18.4M | 6.2% |
| 3 | ELI LILLY & CO COM | $10.7M | 3.6% |
| 4 | JPMORGAN CHASE & CO COM | $9.7M | 3.2% |
| 5 | FLOWERS FOODS INC COM | $7.7M | 2.6% |
| 6 | NVIDIA CORPORATION COM | $6.2M | 2.1% |
| 7 | EXXON MOBIL CORP COM | $6.2M | 2.1% |
| 8 | ABBVIE INC COM | $5.4M | 1.8% |
| 9 | ALPHABET INC CAP STK CL C | $5.0M | 1.7% |
| 10 | INTERNATIONAL BUSINESS MACHS COM | $4.9M | 1.6% |
| 11 | AMAZON COM INC COM | $4.9M | 1.6% |
| 12 | BLACKSTONE INC COM | $4.4M | 1.5% |
| 13 | ILLUMINA INC COM | $4.3M | 1.4% |
| 14 | UNION PAC CORP COM | $4.3M | 1.4% |
| 15 | HONEYWELL INTL INC COM | $4.2M | 1.4% |
| 16 | DISNEY WALT CO COM | $3.9M | 1.3% |
| 17 | VISA INC COM CL A | $3.7M | 1.2% |
| 18 | CATERPILLAR INC COM | $3.5M | 1.2% |
| 19 | MERCK & CO INC COM | $3.5M | 1.2% |
| 20 | ABBOTT LABS COM | $3.1M | 1.0% |
| 21 | S&P GLOBAL INC COM | $3.0M | 1.0% |
| 22 | BERKSHIRE HATHAWAY INC DEL CL B NEW | $2.9M | 1.0% |
| 23 | CVS HEALTH CORP COM | $2.5M | 0.8% |
| 24 | JOHNSON & JOHNSON COM | $2.5M | 0.8% |
| 25 | ALPHABET INC CAP STK CL A | $2.4M | 0.8% |
Frequently Asked Questions
- How big is Wellington Shields & Co., LLC's 13F portfolio?
- Wellington Shields & Co., LLC reports $298.3M of long US-equity positions across 304 securities as of Q1 2024. This reflects 13F-disclosed holdings only, it is not the firm's total assets under management.
- Where does Wellington Shields & Co., LLC sit among tracked 13F filers?
- According to SEC Form 13F-HR filings in this corpus, Wellington Shields & Co., LLC ranks #151 of 360 institutional filers by reported book value (largest first), matching the /funds listing. The ordinal is recomputed live from filers with reported book value > 0. See /methodology/#corpus-placement.
- What is Wellington Shields & Co., LLC's largest position?
- Wellington Shields & Co., LLC's largest reported position is MICROSOFT CORP COM at $28.4M, about 9.5% of its reported book as of Q1 2024.
Nationwide filers with similar book size or holding count
Two 13F-derived peer sets for Wellington Shields & Co., LLC: nearest reported book value and nearest holding inventory, not catalog browse links.
Similar reported book
Nearest filers by reported long-equity book ($298.3M here).
Similar holding count
Nearest filers by number of disclosed positions (304 here).
Using this filing
- The rankings sort every tracked filer the same way Wellington Shields & Co., LLC was placed above, so you can see exactly how the rest of the field compares. View the rankings
- Ketron Financial reported the nearest book value ($300.4M) this quarter, a useful scale comparison for Wellington Shields & Co., LLC. Compare filers
- 13F-HR reports long US-listed equity positions only, not total AUM, short positions, or non-equity holdings, treat the reported book as a partial picture. Read the methodology
Form 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Reported value is not total AUM.
Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q1 2024 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Reported value is not total AUM.
PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Filer holdings, changes, and reported book on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.