Stock ownership · SEC 13F · Q4 2025

CATERPILLAR INC

Institutional ownership of CATERPILLAR INC (CUSIP 149123101) - who holds it, how concentrated it is, and what moved last quarter.

$68.0M
Reported value
22
Institutions
86%
Top-5 share

The verdict

According to SEC Form 13F-HR filings in this corpus, CATERPILLAR INC ranks #188 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders. 22 institutions report $68.0M as of Q4 2025, with ownership heavily concentrated in a handful of holders.

22
institutions hold it
$68.0M
reported 13F value
86%
held by top 5
#188
of 775 by value

Based on long positions reported to the SEC as of Q4 2025; 13F omits shorts, options and non-US holdings.

According to SEC Form 13F-HR filings in this corpus, CATERPILLAR INC ranks #188 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 149123101 · Q4 2025 $68M reported

VALUE-HEAVY · HOLDERS-NARROW · CONC-DOM · PHOTO-FINISH · ACTIVITY-QUIET · BOOK-FULL

  • VALUE-HEAVY #188/775
  • HOLDERS-NARROW 22 filers
  • CONC-DOM 86% top-5
  • PHOTO-FINISH ZOETIS
  • ACTIVITY-QUIET 0 new
  • BOOK-FULL 8Q history

Photo-finish peer on reported value: ZOETIS INC

Read with: Ownership concentration guide - CATERPILLAR INC's top-five holders account for 86% of reported value — read concentration before treating any single filer as a signal.

Reported-value neighbourhood · CATERPILLAR INC

Nearest tracked securities by aggregate 13F reported value, not a full corpus reprint.

J P MORGAN EXCHANGE TRADED F…$69MZOETIS · near$68MCATERPILLAR · this stock$68MDEXCOM · near$67MFERGUSON ENTERPRISES · near$67M
Aggregate reported institutional value ($)

CATERPILLAR INC vs. the broadly-held institutional universe

Where this security's reporting-institution count sits among tracked 13F securities

22 Top 13% higher than 87% of 216 securities

Broadly-held tracked securities, banded by reporting-institution count

Each bar is a band; taller bars hold more securities. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count and share, and where it sits relative to this entry.

Source SEC Form 13F-HR filings · Q4 2025

Largest institutional holders of CATERPILLAR INC
  1. 1
    Pacer Advisors, Inc. $24.3M
  2. 2
    MidFirst Bank $15.6M
  3. 3
    Anchor Investment Management, LLC $7.1M
  4. 4
    GROUPAMA ASSET MANAGMENT $7.0M
  5. 5
    Banque Transatlantique SA $4.4M
  6. 6
    Cross Staff Investments Inc $4.0M

Top 6 reported holders by value · Q4 2025

Institutional ownership over time

The number of institutions reporting a CATERPILLAR INC position has risen from 18 to 22 over the last 8 quarters of 13F filings.

10152025303540 Q1'24Q2'24Q3'24Q4'24Q1'25Q2'25Q3'25Q4'25 22
Distinct 13F filers holding CATERPILLAR INC, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 Pacer Advisors, Inc. 42,458 $24.3M 35.8%
2 MidFirst Bank 27,191 $15.6M 22.9%
3 Anchor Investment Management, LLC 12,435 $7.1M 10.5%
4 GROUPAMA ASSET MANAGMENT 12,237 $7.0M 10.3%
5 Banque Transatlantique SA 7,674 $4.4M 6.5%
6 Cross Staff Investments Inc 7,066 $4.0M 6.0%
7 Astoria Portfolio Advisors LLC. 1,797 $1.4M 2.0%
8 Tempo Wealth, LLC 1,291 $740K 1.1%
9 Westshore Wealth, LLC 1,210 $693K 1.0%
10 FLOYD FINANCIAL GROUP LLC 520 $395K 0.6%
11 Alternative Investment Advisors, LLC. 562 $323K 0.5%
12 DGS Capital Management, LLC 557 $319K 0.5%
13 TD Capital Management LLC 549 $315K 0.5%
14 OakTrust Wealth Advisors, LLC 454 $260K 0.4%
15 Bell Investment Advisors, Inc 410 $235K 0.3%
16 Barnes Wealth Management Group, Inc 400 $229K 0.3%
17 MARINER INVESTMENT GROUP LLC 40,000 $210K 0.3%
18 INSTRUMENTAL WEALTH, LLC 276 $208K 0.3%
19 CHELSEA COUNSEL CO 200 $115K 0.2%
20 Compass Financial Services Inc 95 $54K 0.1%
21 Strategic Investment Solutions, Inc. /IL 93 $53K 0.1%
22 SG Trading Solutions, LLC 3,049 $2K 0.0%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among CATERPILLAR INC's reported holders for Q4 2025, by reported value:

Sole discretion (SOLE)
92.8%
Shared-defined discretion (DFND)
7.2%

Latest Quarter Activity · Q4 2025

Frequently Asked Questions

How many institutions hold CATERPILLAR INC?▼
CATERPILLAR INC is held by 22 institutional investors per the latest SEC Form 13F filings as of Q4 2025.
Where does CATERPILLAR INC sit among tracked securities?▼
According to SEC Form 13F-HR filings in this corpus, CATERPILLAR INC ranks #188 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders. The ordinal is recomputed live among securities with ≥5 reporting holders. See /methodology/#corpus-placement.
What is the total institutional value of CATERPILLAR INC?▼
Institutions report $68.0M of CATERPILLAR INC as of Q4 2025.
How concentrated is ownership of CATERPILLAR INC?▼
The top five institutional holders account for 86% of the reported institutional value in CATERPILLAR INC, making ownership heavily concentrated in a handful of holders.
Who is the largest institutional holder of CATERPILLAR INC?▼
Pacer Advisors, Inc. is the largest reported holder of CATERPILLAR INC with $24.3M across 42,458 shares as of Q4 2025.

Nationwide stocks with similar institutional value or holder count

Two 13F-derived peer sets for CATERPILLAR INC: nearest aggregate reported value and nearest institutional holder count, not catalog browse links.

Similar reported value

Nearest stocks by aggregate 13F reported value ($68.0M here).

ZOETIS INC $68.0M DEXCOM INC $67.5M J P MORGAN EXCHANGE TRADED F $68.6M FERGUSON ENTERPRISES INC $67.3M

Similar holder count

Nearest stocks by number of disclosing 13F holders (22 here).

CHEVRON CORP NEW 22 IBM CORP 22 PALANTIR TECHNOLOGIES INC 22 SPDR GOLD SHARES ETF 22

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q4 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-09-26.