Stock ownership · SEC 13F · Q1 2024

SHOCKWAVE MED INC

Institutional ownership of SHOCKWAVE MED INC (CUSIP 82489T104) - who holds it, how concentrated it is, and what moved last quarter.

$4.8M
Reported value
3
Institutions
100%
Top-5 share

The verdict

3 institutions report $4.8M of SHOCKWAVE MED INC positions as of Q1 2024, with ownership heavily concentrated in a handful of holders.

3
institutions hold it
$4.8M
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q1 2024; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 82489T104 · Q1 2024 $5M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-QUIET · BOOK-SHORT

  • VALUE-TRACE $4.8M
  • HOLDERS-FOCUS 3 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-QUIET 0 new
  • BOOK-SHORT 1Q history

Read with: Ownership concentration guide - SHOCKWAVE MED INC's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Largest institutional holders of SHOCKWAVE MED INC
  1. 1
    Cetera Investment Advisers $3.2M
  2. 2
    Verity Asset Management, Inc. $1.6M
  3. 3
    TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY $3K

Top 3 reported holders by value · Q1 2024

Top Institutional Holders

# Institution Shares Value Share of reported
1 Cetera Investment Advisers 9,890 $3.2M 66.6%
2 Verity Asset Management, Inc. 4,948 $1.6M 33.3%
3 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 10,542 $3K 0.1%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among SHOCKWAVE MED INC's reported holders for Q1 2024, by reported value:

Sole discretion (SOLE)
100.0%

Frequently Asked Questions

How many institutions hold SHOCKWAVE MED INC?▼
SHOCKWAVE MED INC is held by 3 institutional investors per the latest SEC Form 13F filings as of Q1 2024.
What is the total institutional value of SHOCKWAVE MED INC?▼
Institutions report $4.8M of SHOCKWAVE MED INC as of Q1 2024.
How concentrated is ownership of SHOCKWAVE MED INC?▼
The top five institutional holders account for 100% of the reported institutional value in SHOCKWAVE MED INC, making ownership heavily concentrated in a handful of holders.
Who is the largest institutional holder of SHOCKWAVE MED INC?▼
Cetera Investment Advisers is the largest reported holder of SHOCKWAVE MED INC with $3.2M across 9,890 shares as of Q1 2024.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q1 2024 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.