Stock ownership · SEC 13F · Q3 2025

NEUBERGER BERMAN OPT STR ETF

Who owns NEUBERGER BERMAN OPT STR ETF (CUSIP 64135A705)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

$394K
Reported value
2
Institutions
100%
Top-5 share

The verdict

As of Q3 2025, 2 institutions report $394K in NEUBERGER BERMAN OPT STR ETF positions, ownership that is dominated by its top few institutional owners.

2
institutions hold it
$394K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 64135A705 · Q3 2025 $0M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-SHORT

  • VALUE-TRACE $0.4M
  • HOLDERS-FOCUS 2 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-LIGHT 2 new
  • BOOK-SHORT 3Q history

Read with: Ownership concentration guide - NEUBERGER BERMAN OPT STR ETF's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Top Institutional Holders

# Institution Shares Value Share of reported
1 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 13,280 $357K 90.4%
2 CIBC Private Wealth Group LLC 1,405 $38K 9.6%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among NEUBERGER BERMAN OPT STR ETF's reported holders for Q3 2025, by reported value:

Shared-defined discretion (DFND)
90.4%
Sole discretion (SOLE)
9.6%

Latest Quarter Activity · Q3 2025

New positions (2)

JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) $357K
CIBC Private Wealth Group LLC $38K

Complete exits (1)

Neuberger Berman Group LLC exited

Frequently Asked Questions

How many institutions hold NEUBERGER BERMAN OPT STR ETF?▼
NEUBERGER BERMAN OPT STR ETF is held by 2 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
What is the total institutional value of NEUBERGER BERMAN OPT STR ETF?▼
Institutions report $394K of NEUBERGER BERMAN OPT STR ETF as of Q3 2025.
How concentrated is ownership of NEUBERGER BERMAN OPT STR ETF?▼
The top five institutional holders account for 100% of the reported institutional value in NEUBERGER BERMAN OPT STR ETF, making ownership dominated by its top few institutional owners.
Who is the largest institutional holder of NEUBERGER BERMAN OPT STR ETF?▼
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) is the largest reported holder of NEUBERGER BERMAN OPT STR ETF with $357K across 13,280 shares as of Q3 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.