Stock ownership · SEC 13F · Q3 2025

FIRST TRUST TECHNOLOGY ALPHA

Who owns FIRST TRUST TECHNOLOGY ALPHA (CUSIP 33734X176)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

$1.5M
Reported value
5
Institutions
100%
Top-5 share

The verdict

According to SEC Form 13F-HR filings in this corpus, FIRST TRUST TECHNOLOGY ALPHA ranks #716 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders. 5 institutions report $1.5M as of Q3 2025, with ownership dominated by its top few institutional owners.

5
institutions hold it
$1.5M
reported 13F value
100%
held by top 5
#716
of 775 by value

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

According to SEC Form 13F-HR filings in this corpus, FIRST TRUST TECHNOLOGY ALPHA ranks #716 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33734X176 · Q3 2025 $2M reported

VALUE-LIGHT · HOLDERS-FOCUS · CONC-DOM · PHOTO-FINISH · ACTIVITY-MID · BOOK-MID

  • VALUE-LIGHT #716/775
  • HOLDERS-FOCUS 5 filers
  • CONC-DOM 100% top-5
  • PHOTO-FINISH FACTSET RESH SYS
  • ACTIVITY-MID 5 new
  • BOOK-MID 5Q history

Photo-finish peer on reported value: FACTSET RESH SYS INC

Read with: Ownership concentration guide - FIRST TRUST TECHNOLOGY ALPHA's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Reported-value neighbourhood · FIRST TRUST TECHNOLOGY ALPHA

Nearest tracked securities by aggregate 13F reported value, not a full corpus reprint.

ESSENTIAL UTILS · near$2MMARKEL GROUP · near$2MFACTSET RESH SYS · near$2MFIRST TRUST TECHNOLO… · this…$2MSPDR SERIES TRUST · near$1M
Aggregate reported institutional value ($)
Largest institutional holders of FIRST TRUST TECHNOLOGY ALPHA
  1. 1
    TCFG WEALTH MANAGEMENT, LLC $746K
  2. 2
    JPMORGAN CHASE & CO $376K
  3. 3
    Capital Square, LLC $294K
  4. 4
    CIBC Private Wealth Group LLC $65K
  5. 5
    Asset Dedication, LLC $33K

Top 5 reported holders by value · Q3 2025

Institutional ownership over time

The number of institutions reporting a FIRST TRUST TECHNOLOGY ALPHA position has risen from 1 to 5 over the last 5 quarters of 13F filings.

02468 Q1'24Q3'24Q4'24Q1'25Q3'25 5
Distinct 13F filers holding FIRST TRUST TECHNOLOGY ALPHA, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 TCFG WEALTH MANAGEMENT, LLC 4,442 $746K 49.3%
2 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 2,236 $376K 24.8%
3 Capital Square, LLC 1,747 $294K 19.4%
4 CIBC Private Wealth Group LLC 389 $65K 4.3%
5 Asset Dedication, LLC 197 $33K 2.2%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TRUST TECHNOLOGY ALPHA's reported holders for Q3 2025, by reported value:

Sole discretion (SOLE)
75.2%
Shared-other discretion (OTR)
24.8%

Latest Quarter Activity · Q3 2025

New positions (5)

TCFG WEALTH MANAGEMENT, LLC $746K
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) $376K
Capital Square, LLC $294K
CIBC Private Wealth Group LLC $65K
Asset Dedication, LLC $33K

Frequently Asked Questions

How many institutions hold FIRST TRUST TECHNOLOGY ALPHA?▼
FIRST TRUST TECHNOLOGY ALPHA is held by 5 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
Where does FIRST TRUST TECHNOLOGY ALPHA sit among tracked securities?▼
According to SEC Form 13F-HR filings in this corpus, FIRST TRUST TECHNOLOGY ALPHA ranks #716 of 775 tracked securities by reported institutional value (largest first), matching the /stocks listing among names with ≥5 reporting holders. The ordinal is recomputed live among securities with ≥5 reporting holders. See /methodology/#corpus-placement.
What is the total institutional value of FIRST TRUST TECHNOLOGY ALPHA?▼
Institutions report $1.5M of FIRST TRUST TECHNOLOGY ALPHA as of Q3 2025.
How concentrated is ownership of FIRST TRUST TECHNOLOGY ALPHA?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TRUST TECHNOLOGY ALPHA, making ownership dominated by its top few institutional owners.
Who is the largest institutional holder of FIRST TRUST TECHNOLOGY ALPHA?▼
TCFG WEALTH MANAGEMENT, LLC is the largest reported holder of FIRST TRUST TECHNOLOGY ALPHA with $746K across 4,442 shares as of Q3 2025.

Nationwide stocks with similar institutional value or holder count

Two 13F-derived peer sets for FIRST TRUST TECHNOLOGY ALPHA: nearest aggregate reported value and nearest institutional holder count, not catalog browse links.

Similar reported value

Nearest stocks by aggregate 13F reported value ($1.5M here).

FACTSET RESH SYS INC $1.5M SPDR SERIES TRUST $1.5M MARKEL GROUP INC $1.5M ESSENTIAL UTILS INC $1.6M

Similar holder count

Nearest stocks by number of disclosing 13F holders (5 here).

ABRDN PHYSICAL PREC MTL BSKT SHS ETF 5 AES CORP 5 AGNC INVT CORP 5 AIR LEASE CORP 5

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.