Stock ownership · SEC 13F · Q3 2025

FIRST TRUST SMALL CAP VAL

Who owns FIRST TRUST SMALL CAP VAL (CUSIP 33737M409)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

$555K
Reported value
2
Institutions
100%
Top-5 share

The verdict

As of Q3 2025, 2 institutions report $555K in FIRST TRUST SMALL CAP VAL positions, ownership that is dominated by its top few institutional owners.

2
institutions hold it
$555K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33737M409 · Q3 2025 $1M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-SHORT

  • VALUE-TRACE $0.6M
  • HOLDERS-FOCUS 2 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-LIGHT 2 new
  • BOOK-SHORT 2Q history

Read with: Ownership concentration guide - FIRST TRUST SMALL CAP VAL's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Top Institutional Holders

# Institution Shares Value Share of reported
1 TCFG WEALTH MANAGEMENT, LLC 9,009 $504K 90.7%
2 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 923 $52K 9.3%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TRUST SMALL CAP VAL's reported holders for Q3 2025, by reported value:

Sole discretion (SOLE)
90.7%
Shared-other discretion (OTR)
9.3%

Latest Quarter Activity · Q3 2025

New positions (2)

TCFG WEALTH MANAGEMENT, LLC $504K
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) $52K

Frequently Asked Questions

How many institutions hold FIRST TRUST SMALL CAP VAL?▼
FIRST TRUST SMALL CAP VAL is held by 2 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
What is the total institutional value of FIRST TRUST SMALL CAP VAL?▼
Institutions report $555K of FIRST TRUST SMALL CAP VAL as of Q3 2025.
How concentrated is ownership of FIRST TRUST SMALL CAP VAL?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TRUST SMALL CAP VAL, making ownership dominated by its top few institutional owners.
Who is the largest institutional holder of FIRST TRUST SMALL CAP VAL?▼
TCFG WEALTH MANAGEMENT, LLC is the largest reported holder of FIRST TRUST SMALL CAP VAL with $504K across 9,009 shares as of Q3 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.