Stock ownership · SEC 13F · Q4 2025

FIRST TRUST

Name: FIRST TRUST - Institutional Ownership (SEC 13F)
Creator: U.S. Securities and Exchange Commission
Published: 2025-12-31
License: https://creativecommons.org/publicdomain/zero/1.0/

Who owns FIRST TRUST (CUSIP 33738R118)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

Compiled by PlainFundData, Institutional Ownership Editorial Process · May 16, 2026

$278K
Reported value: 2
Institutions: 100%
Top-5 share

The verdict

As of Q4 2025, 2 institutions report $278K in FIRST TRUST positions, ownership that is dominated by its top few institutional owners.

2
institutions hold it: $278K
reported 13F value: 100%
held by top 5

Based on long positions reported to the SEC as of Q4 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33738R118 · Q4 2025 $0M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-FULL

VALUE-TRACE $0.3M
HOLDERS-FOCUS 2 filers
CONC-DOM 100% top-5
PHOTO-UNK No peer
ACTIVITY-LIGHT 2 new
BOOK-FULL 8Q history

Read with: Ownership concentration guide - FIRST TRUST's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Institutional ownership over time

The number of institutions reporting a FIRST TRUST position has held steady from 2 to 2 over the last 8 quarters of 13F filings.

Distinct 13F filers holding FIRST TRUST, by quarter

Top Institutional Holders

#	Institution	Shares	Value	Share of reported
1	Compass Financial Services Inc	2,776	$269K	96.7%
2	Anchor Investment Management, LLC	96	$9K	3.3%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TRUST's reported holders for Q4 2025, by reported value:

Sole discretion (SOLE)

100.0%

Latest Quarter Activity · Q4 2025

New positions (2)

Compass Financial Services Inc $269K

Anchor Investment Management, LLC $9K

Complete exits (6)

TCFG WEALTH MANAGEMENT, LLC exited

CIBC Private Wealth Group LLC exited

JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) exited

Asset Dedication, LLC exited

Cherry Tree Wealth Management, LLC exited

CENTAURUS FINANCIAL, INC. exited

Frequently Asked Questions

How many institutions hold FIRST TRUST?▼

FIRST TRUST is held by 2 institutional investors per the latest SEC Form 13F filings as of Q4 2025.

What is the total institutional value of FIRST TRUST?▼

Institutions report $278K of FIRST TRUST as of Q4 2025.

How concentrated is ownership of FIRST TRUST?▼

The top five institutional holders account for 100% of the reported institutional value in FIRST TRUST, making ownership dominated by its top few institutional owners.

Who is the largest institutional holder of FIRST TRUST?▼

Compass Financial Services Inc is the largest reported holder of FIRST TRUST with $269K across 2,776 shares as of Q4 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q4 2025 Accessed 2026-09-21 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.