Stock ownership · SEC 13F · Q4 2024

FIRST TR SR FLTG RATE INCOME

Who owns FIRST TR SR FLTG RATE INCOME (CUSIP 33733U108)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

$994K
Reported value
2
Institutions
100%
Top-5 share

The verdict

As of Q4 2024, 2 institutions report $994K in FIRST TR SR FLTG RATE INCOME positions, ownership that is dominated by its top few institutional owners.

2
institutions hold it
$994K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q4 2024; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33733U108 · Q4 2024 $1M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-SHORT

  • VALUE-TRACE $1.0M
  • HOLDERS-FOCUS 2 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-LIGHT 2 new
  • BOOK-SHORT 3Q history

Read with: Ownership concentration guide - FIRST TR SR FLTG RATE INCOME's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Top Institutional Holders

# Institution Shares Value Share of reported
1 SHUFRO ROSE & CO LLC 78,100 $808K 81.3%
2 AMERIFLEX GROUP, INC. 17,736 $186K 18.7%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TR SR FLTG RATE INCOME's reported holders for Q4 2024, by reported value:

Sole discretion (SOLE)
100.0%

Latest Quarter Activity · Q4 2024

New positions (2)

SHUFRO ROSE & CO LLC $808K
AMERIFLEX GROUP, INC. $186K

Complete exits (1)

Sanctuary Advisors, LLC exited

Frequently Asked Questions

How many institutions hold FIRST TR SR FLTG RATE INCOME?▼
FIRST TR SR FLTG RATE INCOME is held by 2 institutional investors per the latest SEC Form 13F filings as of Q4 2024.
What is the total institutional value of FIRST TR SR FLTG RATE INCOME?▼
Institutions report $994K of FIRST TR SR FLTG RATE INCOME as of Q4 2024.
How concentrated is ownership of FIRST TR SR FLTG RATE INCOME?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TR SR FLTG RATE INCOME, making ownership dominated by its top few institutional owners.
Who is the largest institutional holder of FIRST TR SR FLTG RATE INCOME?▼
SHUFRO ROSE & CO LLC is the largest reported holder of FIRST TR SR FLTG RATE INCOME with $808K across 78,100 shares as of Q4 2024.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q4 2024 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.