Stock ownership · SEC 13F · Q1 2024

FIRST TR MLP & ENERGY INCOME FD

A breakdown of FIRST TR MLP & ENERGY INCOME FD's institutional base (CUSIP 33739B104): the holders, the concentration among them, and what changed last quarter.

$710K
Reported value
2
Institutions
100%
Top-5 share

The verdict

$710K of FIRST TR MLP & ENERGY INCOME FD is reported by 2 institutions as of Q1 2024; ownership is held overwhelmingly by a small core of institutions.

2
institutions hold it
$710K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q1 2024; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33739B104 · Q1 2024 $1M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-QUIET · BOOK-SHORT

  • VALUE-TRACE $0.7M
  • HOLDERS-FOCUS 2 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-QUIET 0 new
  • BOOK-SHORT 1Q history

Read with: Ownership concentration guide - FIRST TR MLP & ENERGY INCOME FD's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Top Institutional Holders

# Institution Shares Value Share of reported
1 Cetera Investment Advisers 38,416 $371K 52.3%
2 Verity Asset Management, Inc. 35,033 $339K 47.7%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TR MLP & ENERGY INCOME FD's reported holders for Q1 2024, by reported value:

Sole discretion (SOLE)
100.0%

Frequently Asked Questions

How many institutions hold FIRST TR MLP & ENERGY INCOME FD?▼
FIRST TR MLP & ENERGY INCOME FD is held by 2 institutional investors per the latest SEC Form 13F filings as of Q1 2024.
What is the total institutional value of FIRST TR MLP & ENERGY INCOME FD?▼
Institutions report $710K of FIRST TR MLP & ENERGY INCOME FD as of Q1 2024.
How concentrated is ownership of FIRST TR MLP & ENERGY INCOME FD?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TR MLP & ENERGY INCOME FD, making ownership held overwhelmingly by a small core of institutions.
Who is the largest institutional holder of FIRST TR MLP & ENERGY INCOME FD?▼
Cetera Investment Advisers is the largest reported holder of FIRST TR MLP & ENERGY INCOME FD with $371K across 38,416 shares as of Q1 2024.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q1 2024 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.