Stock ownership · SEC 13F · Q4 2025

FIRST TR EXCHANGE-TRADED FD

A breakdown of FIRST TR EXCHANGE-TRADED FD's institutional base (CUSIP 33739Q200): the holders, the concentration among them, and what changed last quarter.

$16.0M
Reported value
3
Institutions
100%
Top-5 share

The verdict

$16.0M of FIRST TR EXCHANGE-TRADED FD is reported by 3 institutions as of Q4 2025; ownership is held overwhelmingly by a small core of institutions.

3
institutions hold it
$16.0M
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q4 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33739Q200 · Q4 2025 $16M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-MID

  • VALUE-TRACE $16.0M
  • HOLDERS-FOCUS 3 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-LIGHT 2 new
  • BOOK-MID 7Q history

Read with: Ownership concentration guide - FIRST TR EXCHANGE-TRADED FD's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Largest institutional holders of FIRST TR EXCHANGE-TRADED FD
  1. 1
    TD Capital Management LLC $15.4M
  2. 2
    OakTrust Wealth Advisors, LLC $390K
  3. 3
    Tempo Wealth, LLC $214K

Top 3 reported holders by value · Q4 2025

Institutional ownership over time

The number of institutions reporting a FIRST TR EXCHANGE-TRADED FD position has risen from 1 to 3 over the last 7 quarters of 13F filings.

02468 Q1'24Q3'24Q4'24Q1'25Q2'25Q3'25Q4'25 3
Distinct 13F filers holding FIRST TR EXCHANGE-TRADED FD, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 TD Capital Management LLC 307,367 $15.4M 96.2%
2 OakTrust Wealth Advisors, LLC 7,803 $390K 2.4%
3 Tempo Wealth, LLC 4,278 $214K 1.3%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TR EXCHANGE-TRADED FD's reported holders for Q4 2025, by reported value:

Sole discretion (SOLE)
97.6%
Shared-defined discretion (DFND)
2.4%

Latest Quarter Activity · Q4 2025

New positions (2)

OakTrust Wealth Advisors, LLC $390K
Tempo Wealth, LLC $214K

Complete exits (5)

Petix & Botte Co exited
Manhattan West Asset Management, LLC exited
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) exited
TCFG WEALTH MANAGEMENT, LLC exited
CENTAURUS FINANCIAL, INC. exited

Frequently Asked Questions

How many institutions hold FIRST TR EXCHANGE-TRADED FD?▼
FIRST TR EXCHANGE-TRADED FD is held by 3 institutional investors per the latest SEC Form 13F filings as of Q4 2025.
What is the total institutional value of FIRST TR EXCHANGE-TRADED FD?▼
Institutions report $16.0M of FIRST TR EXCHANGE-TRADED FD as of Q4 2025.
How concentrated is ownership of FIRST TR EXCHANGE-TRADED FD?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TR EXCHANGE-TRADED FD, making ownership held overwhelmingly by a small core of institutions.
Who is the largest institutional holder of FIRST TR EXCHANGE-TRADED FD?▼
TD Capital Management LLC is the largest reported holder of FIRST TR EXCHANGE-TRADED FD with $15.4M across 307,367 shares as of Q4 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q4 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.