Stock ownership · SEC 13F · Q3 2025

FIRST TR EXCH TRD ALPHDX FD

Institutional ownership of FIRST TR EXCH TRD ALPHDX FD (CUSIP 33737J174) - who holds it, how concentrated it is, and what moved last quarter.

$313K
Reported value
4
Institutions
100%
Top-5 share

The verdict

4 institutions report $313K of FIRST TR EXCH TRD ALPHDX FD positions as of Q3 2025, with ownership heavily concentrated in a handful of holders.

4
institutions hold it
$313K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 33737J174 · Q3 2025 $0M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-MID · BOOK-MID

  • VALUE-TRACE $0.3M
  • HOLDERS-FOCUS 4 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-MID 3 new
  • BOOK-MID 6Q history

Read with: Ownership concentration guide - FIRST TR EXCH TRD ALPHDX FD's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Largest institutional holders of FIRST TR EXCH TRD ALPHDX FD
  1. 1
    Petix & Botte Co $299K
  2. 2
    JPMORGAN CHASE & CO $10K
  3. 3
    CIBC Private Wealth Group LLC $4K
  4. 4
    CENTAURUS FINANCIAL, INC. $146

Top 4 reported holders by value · Q3 2025

Institutional ownership over time

The number of institutions reporting a FIRST TR EXCH TRD ALPHDX FD position has risen from 1 to 4 over the last 6 quarters of 13F filings.

0123456 Q1'24Q3'24Q4'24Q1'25Q2'25Q3'25 4
Distinct 13F filers holding FIRST TR EXCH TRD ALPHDX FD, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 Petix & Botte Co 3,972 $299K 95.6%
2 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 130 $10K 3.1%
3 CIBC Private Wealth Group LLC 51 $4K 1.2%
4 CENTAURUS FINANCIAL, INC. 1,938 $146 0.0%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among FIRST TR EXCH TRD ALPHDX FD's reported holders for Q3 2025, by reported value:

Sole discretion (SOLE)
96.9%
Shared-other discretion (OTR)
3.1%

Latest Quarter Activity · Q3 2025

New positions (3)

Petix & Botte Co $299K
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) $10K
CIBC Private Wealth Group LLC $4K

Complete exits (1)

Orion Porfolio Solutions, LLC exited

Frequently Asked Questions

How many institutions hold FIRST TR EXCH TRD ALPHDX FD?▼
FIRST TR EXCH TRD ALPHDX FD is held by 4 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
What is the total institutional value of FIRST TR EXCH TRD ALPHDX FD?▼
Institutions report $313K of FIRST TR EXCH TRD ALPHDX FD as of Q3 2025.
How concentrated is ownership of FIRST TR EXCH TRD ALPHDX FD?▼
The top five institutional holders account for 100% of the reported institutional value in FIRST TR EXCH TRD ALPHDX FD, making ownership heavily concentrated in a handful of holders.
Who is the largest institutional holder of FIRST TR EXCH TRD ALPHDX FD?▼
Petix & Botte Co is the largest reported holder of FIRST TR EXCH TRD ALPHDX FD with $299K across 3,972 shares as of Q3 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.