Stock ownership · SEC 13F · Q3 2025

ALPS SMTH COR BD PLUS ETF

Who owns ALPS SMTH COR BD PLUS ETF (CUSIP 00162Q346)? A look at the institutions behind it, how tightly they hold it, and the latest quarter's moves.

$569K
Reported value
1
Institutions
100%
Top-5 share

The verdict

As of Q3 2025, 1 institutions report $569K in ALPS SMTH COR BD PLUS ETF positions, ownership that is dominated by its top few institutional owners.

1
institutions hold it
$569K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 00162Q346 · Q3 2025 $1M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-LIGHT · BOOK-MID

  • VALUE-TRACE $0.6M
  • HOLDERS-FOCUS 1 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-LIGHT 1 new
  • BOOK-MID 4Q history

Read with: Ownership concentration guide - ALPS SMTH COR BD PLUS ETF's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Institutional ownership over time

The number of institutions reporting a ALPS SMTH COR BD PLUS ETF position has held steady from 1 to 1 over the last 4 quarters of 13F filings.

0.511.522.5 Q3'24Q4'24Q2'25Q3'25 1
Distinct 13F filers holding ALPS SMTH COR BD PLUS ETF, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 21,750 $569K 100.0%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among ALPS SMTH COR BD PLUS ETF's reported holders for Q3 2025, by reported value:

Shared-other discretion (OTR)
100.0%

Latest Quarter Activity · Q3 2025

New positions (1)

JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) $569K

Complete exits (2)

THRIVENT FINANCIAL FOR LUTHERANS exited
Tribridge Partners Financial LLC exited

Frequently Asked Questions

How many institutions hold ALPS SMTH COR BD PLUS ETF?▼
ALPS SMTH COR BD PLUS ETF is held by 1 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
What is the total institutional value of ALPS SMTH COR BD PLUS ETF?▼
Institutions report $569K of ALPS SMTH COR BD PLUS ETF as of Q3 2025.
How concentrated is ownership of ALPS SMTH COR BD PLUS ETF?▼
The top five institutional holders account for 100% of the reported institutional value in ALPS SMTH COR BD PLUS ETF, making ownership dominated by its top few institutional owners.
Who is the largest institutional holder of ALPS SMTH COR BD PLUS ETF?▼
JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) is the largest reported holder of ALPS SMTH COR BD PLUS ETF with $569K across 21,750 shares as of Q3 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-05-16.