Stock ownership · SEC 13F · Q3 2025

ADVENT CONVERTIBLE AND INCOME FUND

A breakdown of ADVENT CONVERTIBLE AND INCOME FUND's institutional base (CUSIP 00764C109): the holders, the concentration among them, and what changed last quarter.

$193K
Reported value
3
Institutions
100%
Top-5 share

The verdict

$193K of ADVENT CONVERTIBLE AND INCOME FUND is reported by 3 institutions as of Q3 2025; ownership is held overwhelmingly by a small core of institutions.

3
institutions hold it
$193K
reported 13F value
100%
held by top 5

Based on long positions reported to the SEC as of Q3 2025; 13F omits shorts, options and non-US holdings.

How 13F ownership is computed · All tracked stocks · Concentration rankings

SEC Form 13F-HR ownership desk

CUSIP 00764C109 · Q3 2025 $0M reported

VALUE-TRACE · HOLDERS-FOCUS · CONC-DOM · PHOTO-UNK · ACTIVITY-QUIET · BOOK-MID

  • VALUE-TRACE $0.2M
  • HOLDERS-FOCUS 3 filers
  • CONC-DOM 100% top-5
  • PHOTO-UNK No peer
  • ACTIVITY-QUIET 0 new
  • BOOK-MID 4Q history

Read with: Ownership concentration guide - ADVENT CONVERTIBLE AND INCOME FUND's top-five holders account for 100% of reported value — read concentration before treating any single filer as a signal.

Largest institutional holders of ADVENT CONVERTIBLE AND INCOME FUND
  1. 1
    Trust Investment Advisors $162K
  2. 2
    CIBC Private Wealth Group LLC $26K
  3. 3
    JPMORGAN CHASE & CO $5K

Top 3 reported holders by value · Q3 2025

Institutional ownership over time

The number of institutions reporting a ADVENT CONVERTIBLE AND INCOME FUND position has risen from 1 to 3 over the last 4 quarters of 13F filings.

0.511.522.533.5 Q1'24Q3'24Q4'24Q3'25 3
Distinct 13F filers holding ADVENT CONVERTIBLE AND INCOME FUND, by quarter

Top Institutional Holders

# Institution Shares Value Share of reported
1 Trust Investment Advisors 12,650 $162K 83.8%
2 CIBC Private Wealth Group LLC 2,038 $26K 13.5%
3 JPMORGAN CHASE & CO (JPM, AMJB, VYLD, JPM-PC, JPM-PD, JPM-PJ, JPM-PK, JPM-PL, JPM-PM) 400 $5K 2.7%

Investment Discretion

SEC Form 13F requires each institutional filer to report whether it exercises sole or shared discretion over a position. Among ADVENT CONVERTIBLE AND INCOME FUND's reported holders for Q3 2025, by reported value:

Sole discretion (SOLE)
97.3%
Shared-other discretion (OTR)
2.7%

Frequently Asked Questions

How many institutions hold ADVENT CONVERTIBLE AND INCOME FUND?▼
ADVENT CONVERTIBLE AND INCOME FUND is held by 3 institutional investors per the latest SEC Form 13F filings as of Q3 2025.
What is the total institutional value of ADVENT CONVERTIBLE AND INCOME FUND?▼
Institutions report $193K of ADVENT CONVERTIBLE AND INCOME FUND as of Q3 2025.
How concentrated is ownership of ADVENT CONVERTIBLE AND INCOME FUND?▼
The top five institutional holders account for 100% of the reported institutional value in ADVENT CONVERTIBLE AND INCOME FUND, making ownership held overwhelmingly by a small core of institutions.
Who is the largest institutional holder of ADVENT CONVERTIBLE AND INCOME FUND?▼
Trust Investment Advisors is the largest reported holder of ADVENT CONVERTIBLE AND INCOME FUND with $162K across 12,650 shares as of Q3 2025.

Source: U.S. Securities and Exchange Commission (SEC) - EDGAR Form 13F-HR institutional holdings filings · Q3 2025 13F-HR discloses long US-listed equity positions of managers with $100M+ qualifying assets, filed within 45 days of period end. Short positions and most derivatives are not disclosed.

PlainFundData is rendered directly from SEC EDGAR Form 13F-HR institutional holdings filings, no number is typed in by an editor. Holder lists, concentration, and reported value on this page are aggregated live from those 13F-HR extracts. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of 2026-09-26.